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Net capital rule
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#	Item
711	Microsoft Word - financial stmnt[removed]docx Add to Reading List Source URL: williamblair.com Language: English - Date: 2012-09-05 14:42:27 Financial markets United States housing bubble Generally Accepted Accounting Principles Financial regulation Financial accounting Balance sheet Net capital rule Net asset value Consolidation Finance Business Financial economics
712	Leverage points1 Leverage is the ratio of change in output to change in input. A leverage point is a place in a system where force can be applied. A low leverage point is a place in a system where a small amount of force Add to Reading List Source URL: www.37ds.com Language: English - Date: 2009-03-21 15:02:45 Debt Leverage Twelve leverage points The Fifth Discipline Net capital rule Business Management Financial ratios
713	REGULATORY NOTICE No[removed]Date: Add to Reading List Source URL: www.cmauganda.co.ug Language: English - Date: 2013-06-01 08:51:40 Financial markets Financial services Investment Broker-dealer Fixed income market Capital Markets Authority Financial adviser Net capital rule Financial economics Finance Economics
714	May 13, 2014 To: All concerned parties Company Name: Add to Reading List Source URL: www.taiheiyo-cement.co.jp Language: English - Date: 2014-05-13 06:37:32 Business Income statement Balance sheet Net capital rule Financial statements Accountancy Finance
715	October 30, 2013 FOR IMMEDIATE RELEASE: Add to Reading List Source URL: www.fhlb-of.com Language: English United States housing bubble Federal Home Loan Banks Mortgage-backed security Fixed income securities Structured finance Income statement Balance sheet Net capital rule Subprime crisis background information Finance Financial statements Business
716	Testimony Concerning the State of the Financial Crisis Add to Reading List Source URL: fcic-static.law.stanford.edu Language: English - Date: 2011-03-11 14:23:56 Securities United States housing bubble United States corporate law Late-2000s financial crisis Net capital rule U.S. Securities and Exchange Commission Securities fraud Sarbanes–Oxley Act Hedge fund Financial economics Economics Finance
717	REGIONAL OFFICES C H R I S T O P H E R COX Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-20 18:58:36 Financial markets United States housing bubble Bear Stearns JPMorgan Chase Net capital rule Liquidity risk Market liquidity Liquidity crisis Christopher Cox Financial economics Investment Finance
718	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-14 08:14:45 Economy of the United States Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Financial economics Futures contract Financial regulation Net capital rule United States securities law United States Securities and Exchange Commission Citigroup
719	SEC’s Oversight of Bear Stearns and Related Entities: Broker-Dealer Risk Assessment Add to Reading List Source URL: www.sec-oig.gov Language: English - Date: 2010-04-26 10:11:50 Financial system United States securities law Financial services Broker Occupations Securities Exchange Act Short Net capital rule Financial economics Financial markets Finance
720	Final Rule: Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-13 17:34:50 Financial system United States housing bubble Net capital rule Financial services Investment Broker-dealer Short Credit rating agency Securities Investor Protection Corporation Financial economics Finance Financial markets

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